-
Location: City of London, London, United Kingdom
Salary: £30000/annum
Job Type: Permanent Add to Shortlist: Compliance Assistant within the Compliance & Investment Team
A confident, proactive and efficient Compliance Assistant is required URGENTLY to work for a successful Investment company within the City of London.
My client is seeking an experience Compliance Assistant to work closely with the Compliance and Investment teams to ensure smooth transition and relationship building between the Compliance, Investment and Trading teams. You will required to ... more about Compliance Assistant within the Compliance & Investment Team
Posted: 25-Jan-2012
-
Location: South East, Rest of World, UK
Salary: £40000 - £46000 pa
Job Type: Permanent Add to Shortlist: Compliance monitoring officer
Expanding compliance consultants require a compliance monitoring officer to join their team in a field based role managing compliance for a varied portfolio of IFA clients.Role Will focus on detailed file review for clients, and dealing with all compliance enquiries raised by clients.You will also be preparing compliance briefings, analysing specific regulatory issues,preparing client reports, ... more about Compliance monitoring officer
Posted: 24-Jan-2012
-
Location: London Wc
Salary: 25000-30000 Per Annum
Job Type: Permanent Add to Shortlist: Compliance Assistant
Compliance Assistant <br />
Compliance Assistant - An established Investment Management firm based in the West End seeks a Compliance Assistant to provide assistance to the Compliance Team. You will be responsible for a number of compliance functions, while the role also presents the opportunity for you to undertake your compliance qualifications.<br />
The role will include both ... more about Compliance Assistant
Posted: 17-Jan-2012
-
Location: London, United Kingdom
Salary: £45000 - £50000/annum
Job Type: Permanent Add to Shortlist: Compliance Manager
Premier investment managers require a compliance manager with experience in the discretionary wealth management arena to join their compliance and regulatory team.Reporting to the Compliance Officer, role will focus on assisting in implementation of the compliance plans, policies and procedures and risk assessment on an ongoing basis. You will also be involved in T&C monitoring and approval for ... more about Compliance Manager
Posted: 07-Feb-2012
-
Location: London, City of London, UK
Salary: £45000 - £50000 pa
Job Type: Permanent Add to Shortlist: Compliance Manager
Premier investment managers require a compliance manager with experience in the discretionary wealth management arena to join their compliance and regulatory team.Reporting to the Compliance Officer, role will focus on assisting in implementation of the compliance plans, policies and procedures and risk assessment on an ongoing basis. You will also be involved in T&C monitoring and approval for ... more about Compliance Manager
Posted: 07-Feb-2012
-
Location: Manchester, Greater Manchester
Salary:
Job Type: Permanent Add to Shortlist: Compliance Manager.
Compliance Manager - ?35k-?40k - Manchester . Well respected Investment & Financial Planning firm based in Manchester require a Compliance Manager to assist in the running of the department. Your role will be to:. * Provide an advisory service to the Financial Planning division and other business areas. * Conduct Monitoring reviews for the Financial Planning division. * Maintain the complaints ... more about Compliance Manager.
Posted: 02-Feb-2012
-
Location: Liverpool, Merseyside
Salary:
Job Type: Permanent Add to Shortlist: Compliance Manager.
Compliance Manager - ?30k-?40k - Merseyside . Well respected Investment & Financial Planning firm based in Liverpool require a Compliance Manager to assist in the running of the department. Your role will be to:. * Provide an advisory service to the Financial Planning division and other business areas. * Conduct Monitoring reviews for the Financial Planning division. * Maintain the complaints log ... more about Compliance Manager.
Posted: 02-Feb-2012
-
Location: London, Inner London
Salary:
Job Type: Permanent Add to Shortlist: Risk and Compliance Manager - Retail Banking - ?50k.
Risk and Compliance Manager - Retail Banking - ?50k Location: Flexible Industry: Retail Banking Salary: up to ?50k + benefits Keywords: Risk, Compliance, TCF, Treating Customers Fairly. QA, Quality Assurance, Banking, Retail Banking, FSA, Operations, Finance, Financial Services An exciting opportunity has arisen with a major retail bank. They are looking for an experienced Compliance and Risk ... more about Risk and Compliance Manager - Retail Banking - ?50k.
Posted: 20-Jan-2012
-
Location: London, Inner London
Salary:
Job Type: Permanent Add to Shortlist: Compliance Officer.
Compliance Officer - ?60,000 - ?70,000 - Yeovil - Investment Management *possibility of working between their Yeovil office and their London office*Compliance Officer urgently required! I am looking for an experienced Compliance professional with a background Investment Management to work for my rapidly growing client based in Yeovil. (There is a possibility of splitting the role between the ... more about Compliance Officer.
Posted: 17-Jan-2012
-
Location: London, Inner London
Salary:
Job Type: Permanent Add to Shortlist: Compliance Officer - ?60k - ?70k - Investment Management.
Compliance Officer - ?60,000 - ?70,000 - Yeovil - Investment Management *possibility of working between their Yeovil office and their London office*Compliance Officer urgently required! I am looking for an experienced Compliance professional with a background Investment Management to work for my rapidly growing client based in Yeovil. (There is a possibility of splitting the role between the ... more about Compliance Officer - ?60k - ?70k - Investment Management.
Posted: 17-Jan-2012
-
Location: Northwich, Cheshire
Salary:
Job Type: Permanent Add to Shortlist: Assistant Compliance Officer.
Assistant Compliance Officer - Cheshire - ?20k-?35k. Leading Financial Services & Investment firm are expanding their Compliance department. Due to the growth within the department they are looking to recruit an Assistant Compliance Officer. The nature of the role will be to review and assess the quality of advice being provided, maintaining high standards for advice given and approving financial ... more about Assistant Compliance Officer.
Posted: 02-Feb-2012
-
Location: STOCKPORT, Cheshire, United Kingdom
Salary: £25000 - £35000/annum EXCELLENT BENEFITS AVAILABLE
Job Type: Permanent Add to Shortlist: COMPLIANCE SUPPORT CONSULTANT
Our Client is a well recognised IFA Organisation and based in Cheshire and other parts of the country. They are now looking to meet with Experienced Compliance Professional's to work with their Growing Compliance Support Team.
Our Client will also consider IFA's with Good Experience and Qualifications and who now have a Desire to develop a Career within Compliance.
The Role:
To Establish / ... more about COMPLIANCE SUPPORT CONSULTANT
Posted: 29-Jan-2012
-
Location: EDINBURGH, Scotland, United Kingdom
Salary:
Job Type: Permanent Add to Shortlist: REGIONAL COMPLIANCE CONSULTANT
Our Client is a Well Known, Highly Respected, and a Provider of Compliance Support Services to the IFA / Financial Services Market. They are now looking to meet with an Experienced Field Compliance Consultant who is used to dealing with IFA's at a Senior Level to cover the Scotland (And on Occassions) Northern Ireland Regions.
The Ideal Candidate will Reside Around The Edinburgh / Glasgow Area. ... more about REGIONAL COMPLIANCE CONSULTANT
Posted: 22-Jan-2012
-
Location: unspecified
Salary:
Job Type: Permanent Add to Shortlist: Head of Compliance - UCITS/MIFID- ?70k + Taunton.
Head of Compliance- ?70,000 + Superb Benefits - Taunton/Yeovil/Bath/Bristol My client, who are a leading Investment Management Organisation are looking for an experienced Compliance professional with a background Investment Management to work for my rapidly growing client based in the South West. Requirements The ideal candidate will have a background in Compliance but I would also be interested ... more about Head of Compliance - UCITS/MIFID- ?70k + Taunton.
Posted: 17-Jan-2012
-
Location: London, Inner London
Salary:
Job Type: Permanent Add to Shortlist: Financial Crime Project Manager, Compliance.
Financial Crime Project Manager, Compliance, Systems Control, Corporate Entity Experience, AML, Sanctions My Private Banking Client is looking for a Project Manager with extensive Financial Crime and Compliance experience. The roleholder with be engaged upon a 12 month contract to enhance my Client's System Controls within their Financial Crime space. Experience within large Corporate Entities is ... more about Financial Crime Project Manager, Compliance.
Posted: 05-Feb-2012