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Location: City of London, London, United Kingdom
Salary: £18000 - £20000/annum 18000 - 20000 + benifits
Job Type: Permanent Add to Shortlist: FSA Qualified Trainee Stockbroker
About the Job
4x Trainee Stockbroker/ Advisory Sales Trader
Company Information:
Our client is a dedicated, independent broker providing the market insight and investment advice to corporate, institutional and private clients.
They are a trusted advisor who look to establish long term relationships with every client. They have an old-fashioned commitment to customer service but operate in an ... more about FSA Qualified Trainee Stockbroker
Posted: 15-May-2012
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Location: London, City of London, UK
Salary: £negotiable
Job Type: Permanent Add to Shortlist: Financial Services Regulation Solicitor
The role on offer with this large city team is an opportunity for an experienced candidate to join the department working as part of the Banking and Finance Group. For consideration, the candidate will have at least 3 years+ experience of handling financial services regulation issues as he/she will be involved in advising clients on matters involving the FSA Rules; assisting on FSA and other ... more about Financial Services Regulation Solicitor
Posted: 15-May-2012
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Location: London E
Salary: 25000-35000 Per Annum
Job Type: Permanent Add to Shortlist: Regulatory Reporting Assistant
Venn Group`s Financial Services division urgently requires an Assistant Regulatory Reporting Accountant to work within the Liquidity team a leading Investment Bank.<br />
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Playing an integral role within the finance department, you will assist senior members of staff with FSA return preparation and submission. You will focus on liquidity and capital reporting for the bank, with ... more about Regulatory Reporting Assistant
Posted: 15-May-2012
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Location: East Anglia, Hertfordshire, Harpenden, UK
Salary: £20000 - £70000 pa
Job Type: Permanent Add to Shortlist: Paraplanner - Herts
IFA
Location: Herts
Basic salary: £Negotiable (Employed/Self Employed)
Our client is a Chartered Wealth Management practice that have been RDR ready for in excess of 5 years. They are now looking for an established advisor to join their expanding team
Duties and Responsibilities:
There is support available however you will be used to ensuring any reports are FSA compliant
you ... more about Paraplanner - Herts
Posted: 18-May-2012
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Location: Sheffield, South Yorkshire, England, West Yorkshir
Salary: £18000/annum + Basic salary negotiable plus generous bonus
Job Type: Permanent Add to Shortlist: Wealth Manager
I am currently looking for an experienced Business Development Manager to work within our clients busy and expanding Investment business.
You will visit prospective customers in regards to company products, all appointments will be pre booked for you. You will need to be a master at closing the sale face to face.
You will need to have a solid sales background and will have a proven track ... more about Wealth Manager
Posted: 18-May-2012
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Location: Sheffield, South Yorkshire, United Kingdom
Salary: £0 - £50000/annum
Job Type: Permanent Add to Shortlist: Independent Financial Advisor
INDEPENDENT FINANCIAL ADVISOR, OTE £50,000 per annum +, Sheffield, Self Employed ****
We have an exciting opportunity for an experienced IFA to join our client, an expanding Financial Advisory company in the Sheffield city centre. We are currently looking for expressions of interest.
You will have existing experience as an IFA , and should possess full training and FSA qualifications 1, 2 and 3 ... more about Independent Financial Advisor
Posted: 18-May-2012
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Location: City of London, London, United Kingdom
Salary: £55000 - £60000/annum
Job Type: Permanent Add to Shortlist: Compliance Manager - Regulatory Developments
Our client are a leading independent provider of investment management, accountancy, tax, corporate and financial advisory services to private clients, corporate, professional practices, and non-profit organisations.
They require a Compliance Manager that will keep track of developments in regulatory requirements, industry codes of practice and internal policies.
The majority of their time ... more about Compliance Manager - Regulatory Developments
Posted: 18-May-2012
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Location: Leeds, West Yorkshire, United Kingdom
Salary: £16500 - £17500/annum
Job Type: Permanent Add to Shortlist: Private Wealth Administrator
Title: Private Wealth Administrator
Salary: £16,500 - £17,500 dependant on experience
Are you a focussed and dedicated Administrator with previous experience of providing efficient and effective support for an IFA?
The Role:
To provide an efficient administration service for Advisers, assisting in the procurement and processing of new business and the servicing of existing clients, ... more about Private Wealth Administrator
Posted: 16-May-2012
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Location: East Anglia, Norfolk, UK
Salary: £25000 - £35000 pa
Job Type: Permanent Add to Shortlist: Compliance Advisor
An opportunity to join a well established IFA firm in the Norfolk area who provide whole of market financial advice.
Key responsibilities
Conducting thorough file reviews of Pensions and Investments advice
Providing advice and guidance on FSA regulatory issues
Development and maintenance of firm's compliance practices, procedures and policies throughout the business
Develop and ... more about Compliance Advisor
Posted: 18-May-2012
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Location: London Ec
Salary: £20,000 - £25,000
Job Type: Permanent Add to Shortlist: IFA Administrator - Immediate Start
An exciting opportunity for an IFA Administrator to&nbsp; join a leading IFA firm. With offices across the country&nbsp; they pride themselves on providing an excellent service to their clients whilst organically growing their business. Seeking an individual they can train within the role to develop their career within the Wealth Management industry.<br /><br ... more about IFA Administrator - Immediate Start
Posted: 15-May-2012
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Location: Cromer
Salary: £25,000 - £35,000 Dependant on Experience
Job Type: Permanent Add to Shortlist: Compliance Advisor
An opportunity to join a well established IFA firm in the Norfolk area who provide whole of market financial advice. <br /><br />Key responsibilities<br /><br />Conducting thorough file reviews of Pensions and Investments advice <br />Providing advice and guidance on FSA regulatory issues<br />Development and maintenance of firm's compliance practices, ... more about Compliance Advisor
Posted: 15-May-2012
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Location: City of London, London, United Kingdom
Salary: £60000 - £65000/annum
Job Type: Permanent Add to Shortlist: Compliance Manager - Regulatory Developments
Our client are a leading independent provider of investment management, accountancy, tax, corporate and financial advisory services to private clients, corporate, professional practices, and non-profit organisations.
They require a Compliance Manager that will keep track of developments in regulatory requirements, industry codes of practice and internal policies.
The majority of their time ... more about Compliance Manager - Regulatory Developments
Posted: 15-May-2012
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Location: Horsham, West Sussex, United Kingdom
Salary:
Job Type: Permanent Add to Shortlist: Commissions Administrator
Commissions Administrator
Horsham, West Sussex
Competitive Salary + Benefits Package
Our client is an expanding and profitable National IFA that delivers quality support services to IFAs and Mortgage Advisers to enable them to meet the regulatory requirements of the FSA. In addition, they provide clients with a professional service to aid their financial needs.
THE ROLE
Reporting to the ... more about Commissions Administrator
Posted: 15-May-2012
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Location: Nottingham, East Midlands, United Kingdom
Salary: £25000 - £35000/annum + generous benefits package
Job Type: Permanent Add to Shortlist: Technical Paraplanner / Advisor
Technical Paraplanner / Advisor
Nottingham
£25,000 - £35,000 + Benefits
Our client is a National IFA, with an office in Nottingham and they are looking to appoint a Technical Paraplanner/Advisor to join their existing team.
Paraplanning duties such as report writing for wealth management clients, complying with FSA guidelines, analysing client portfolios and carrying out product research, will ... more about Technical Paraplanner / Advisor
Posted: 15-May-2012
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Location: Devon, Devon, United Kingdom
Salary: £40000/annum OTE
Job Type: Permanent Add to Shortlist: Financial Planner
Fantastic opportunity for an experienced IFA/Chartered Financial Planner working for a successful and established business in Devon within a professional and friendly team. This position has been created as a result of the company?s recent expansion and you will be working with an existing portfolio of their clients. The organisation is directly regulated by the FSA and enjoys compliance support ... more about Financial Planner
Posted: 12-May-2012